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Director, Compliance - SFC Type 1, 4, 6, 9

  • Job type: Permanent
  • Job reference: : BBBH149212
  • Location: Hong Kong
  • Sector: Offshore, Credit, Risk, Legal & Compliance, Oil and Gas
  • Salary: Up to £0.00 per annum
  • Date posted: 30/05/2019

A reputable Chinese Securities firm (SFC Type 1, 4, 6, 9) is looking for a Compliance Director to join their fast-growing Hong Kong team to cope with their business expansion.


They are ideally seeking a Compliance Generalist with legal background to head up a small team and report directly to senior management. You will be responsible for general compliance matters for the firm, therefore, comprehensive knowledge on HKMA and SFC regulations is essential. Experience within Chinese Securities firms will be preferable.


In return, you will be provided with a stable and flexible working environment, a competitive and attractive remuneration package and the opportunity to work in a team that drives excellency.

For more information about this role please contact our Hong Kong office