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Responsible Officer

  • Job type: Permanent
  • Job reference: : BBBH110667
  • Location: Hong Kong
  • Sector: Project / Programme Management, R and D
  • Salary: Negotiable
  • Date posted: 28/07/2017
This vacancy has now expired.

  • Responsible for the monitoring of the daily business operations to ensure full regulatory compliance
  • Assist in formulating investment strategy and oversee asset investment or transaction of the company or clients
  • Oversee the compliance functions of the Company and take necessary actions to ensure all business activities comply with SFC rules and company guideline
  • Engage in promotion and marketing activities
  • Handle any other ad-hoc duties as required

  • Diploma or Degree in related discipline
  • At least 5 years relevant experience in Securities firm
  • Solid experience in new company setting
  • Qualified for SFC Responsible Officer license Type 1 and 9 are highly preferred
  • Able to work under pressure, with strong communication and analytical skills
  • Good command of written & spoken Chinese and English, including Putonghua
For more information about this role please contact our Hong Kong office