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Responsible Officer - Type 9 - Chinese Securities

  • Job type: Job Type: Permanent
  • Job reference: : Job Reference: BBBH92107
  • Location: Location: Hong Kong
  • Sector: Sector: Finance, Private Equity Investments & Asset Management, Utilities
  • Salary: Salary: US$80000 - US$150000 per annum + discretionary bonus
  • Date posted: Date Posted: 05/08/2016
This vacancy has now expired.
Our client is a well established Chinese securities firm that recently formalised their operations in Hong Kong. Currently seeing an additional Responsible Officer (Type 9) to join their firm as they are looking to strengthen their management team.

As the responsible officer - type 9, you will be accountable to supervise all SFC Asset Management regulated activities. As the business is also at growth stage, you will also have hands-on responsibilities such as the oversight of the daily securities operations for local and overseas markets, and providing support to ensure SFC regulated activities are compliant to the HKSFC regulations.

In return, this company is offering someone an opportunity to join a top tier securities practice at a growth stage, offering exposure and accountability to someone that would like to further their experience in driving the set up of a new platform in Hong Kong and help the business establish a global team.

*Mandarin is a must as regular communication with China HQ is needed.

To apply, contact Aeris Chan on

For more information about this role please contact our Hong Kong office